Case Summary : CAFC Alert

Rule 4(k)(2) Personal Jurisdiction Over a Foreign Defendant

| June 13, 2012

Merial Limited v. Cipla Limited

May 31, 2012

Panel:  Lourie, Schall, and Reyna.  Opinion by Lourie.  Dissent by Schall.

Summary:

Foreign defendant Cipla chose not to respond to plaintiff Merial’s 2007 lawsuit for patent infringement because Cipla believed there was no personal jurisdiction under Georgia’s long arm statute.  The Georgia district court entered a default judgment and permanent injunction against Cipla.  During a subsequent contempt proceeding to enforce the injunction, the Georgia court found that Cipla was subject to personal jurisdiction pursuant to Federal Rule of Civil Procedure 4(k)(2) instead of the Georgia long-arm statute.  Cipla’s consent to jurisdiction in another forum (the Northern District of Illinois) during the contempt proceedings did not defeat the Georgia court’s reliance on Rule 4(k)(2) because the Federal Circuit held that Cipla failed to show that jurisdiction would have been proper in that other forum at the time of filing of the complaint in Georgia, regardless of Cipla’s later consent to jurisdiction in Illinois.  This Federal Circuit decision clarifies that a foreign defendant, to defeat personal jurisdiction under Rule 4(k)(2), must not only identify another forum where suit is possible, but also show that suit is possible in that other forum at the time the suit was filed.  A later consent to jurisdiction in another forum may not be enough to defeat personal jurisdiction under Rule 4(k)(2).


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CAFC defines “common sense” and warns against impermissible hindsight

| June 6, 2012

Mintz and Jif-Pak Manufacturing v. Dietz & Watson and Package Concepts and Materials

May 30, 2012

Rader, Newman, Dyk.  Opinion by Rader.

Summary

This case highlights the important point that obviousness cannot be established by vague and unsubstantiated reliance on “common sense.”  Rather, Judge Rader defines the term “common sense” as “knowledge so basic that it certainly lies within the skill set of an ordinary artisan.”  The CAFC also warns against hindsight due to defining the problem to be solved based on the solution found by the inventors.   Furthermore, the CAFC reminds us that when references from a secondary technical field are used in a rejection, the person of ordinary skill in the art is not a person familiar merely with this secondary technical field, but rather a person familiar with at least the primary technical field.


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Recapture Issues in a Reissue Application

| May 30, 2012

In Re Roger Youman and Marney Morris

May 8, 2012

Panel: Lourie, Schall and Prost. Opinion by Prost. Dissent by Lourie.

Summary:

Applicants filed a broadening reissue application within two years of the patent issuing.  The examiner rejected the claims because applicants attempted to recapture surrendered subject matter.  The Board of Patent Appeals and Interferences (BPAI) affirmed the examiner’s rejection but the Court of Appeals for the Federal Circuit (CAFC) overturned the BPAI ruling and in doing so, clarified the three step process to determine if applicant is barred by the recapture rule.


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A showing of causal nexus is required between infringement and alleged harm to patentee

| May 23, 2012

Apple, Inc. v. Samsung Electronics Co., Ltd., et al.

May 14, 2012

Panel:  Bryson, Prost, and O’Malley.  Opinion by Bryson.  Concurrence-in-part and dissent-in-part by O’Malley.

Summary

Apple filed suit against Samsung alleging infringement of Apple’s U.S. Design Patent Nos. D593,087 (“the D’087 patent”), D618,677 (“the D’677 patent”), D504,889 (“the D’889 patent”), and U.S. Patent No. 7,469,381 (“the ’381 patent”).  Apple’s iPhone embodies the design in the D’087 patent and D’677 patent, and Apple’s iPad embodies the design in the D’889 patent.  Both iPhone and iPad embody a software feature known as the “bounce-back” feature of the ‘381 patent.  The district court denied Apple’s motion for a preliminary injunction with respect to each of the accused devices and all four asserted patents.  Apple appealed.  The CAFC affirms the denial of a preliminary injunction with respect to the D’087, D’677, and ’381 patents, but vacates and reminds with respect to the D’889 patent.

アップル社は、サムスン社がアップル社の米国意匠特許第D593,087号(D’087特許)、D618,677号(D’677特許)、D504,889号(D’889特許)と米国特許第7,469,381号(’381特許)を侵害しているとして訴えた。D’087特許及びD’677特許は、アップル社のiPhoneに係わる意匠で、D’889特許は、iPadに係わる意匠である。また、’381特許は、iPhone及びiPadに係わるソフトウェアである。アップル社は、サムスン社のイ号製品について仮差し止めの申し立てをしたが、地裁はこれを却下した。控訴審でCAFCは、D’087特許、D’677特許及び’381特許に関しては地裁の判決を支持したものの、D’889特許についての判決は破棄・差し戻しした。


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If at first you don’t succeed ….

| May 18, 2012

In Re Baxter International, Inc.

(Reexamination No. 90/007,751)

May 17, 2012

Panel: Newman, Lourie, Moore.  Opinion by Lourie.  Dissent by Newman

Summary

The CAFC’s decision in In re Baxter Int’l, Inc. (Fed. Cir. 2012) highlights the distinction between a reexamination and a district court proceeding.  Specifically, the CAFC affirmed the Board of Patent Appeal and Interferences (“Board”) determination in a reexamination proceeding that claims 26-31 of U.S. Patent No. 5,247,434 (“the ‘434 patent”) are invalid – despite having previously held in a parallel litigation proceeding that the same claims were not invalid – because the courts and the USPTO use different standards to address validity.  However, the CAFC cautioned that had the claims been found to be invalid in the litigation proceeding after all appeals had been exhausted, then the PTO “ideally should not arrive at a different conclusion” during a parallel reexamination proceeding when presented with the same arguments.


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Means-Plus-Function: The Achilles’ Heel

| May 9, 2012

Noah Systems, Inc. v. Intuit, Inc.

April 9, 2012

Panel: Rader, O’Malley and Reyna. Opinion by Judge O’Malley

Summary

This decision illustrates that a patent could become invalidated even after surviving challenges of reexamination, which strengthen the presumption of validity, when a challenger discovers the Achilles’ Heel of a means-plus-function claim element resulting in a summary judgment of invalidity by the CAFC.   Noah appeals the granting, by the United States District Court for the Western District of Pennsylvania (DC), of Intuit’s Motion for Summary Judgment of Invalidity of USP 5,875,435 (the ‘435 patent) based on indefiniteness for a means-plus-function claim element without the DC hearing evidence of how one of skill in the art would view the specification.  The CAFC affirms by finding that the specification discloses no algorithm when the specification discloses an algorithm that only accomplishes one of two identifiable functions performed by the means-plus-function limitation.


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BD Stumbles on the Fine Functionality Line between Patents and Trademarks

| May 2, 2012

In Re Becton, Dickinson and Company

April 12, 2012

Panel:  Bryson, Clevenger, and Linn. Opinion by Clevenger.  Dissent by Linn.

Summary

BD appealed a decision of the USPTO’s Trademark Trial and Appeal Board (TTAB) that a requested trademark registration for a design of a closure cap for blood collection tubes could not be trademarked because the design is functional.  The CAFC affirmed the TTAB ruling relying heavily on prior BD utility patents and advertisements as evidencing functionality.   Attempting to convert functional aspects into a trademark due to acquired secondary meaning will not hold. A company looking to protect a product across multiple forms of intellectual property needs to clearly identify, from the advent of seeking protection, which aspects are considered functional and which are for design purposes.  The designation of function and design should be maintained in all ways the product is protected and promoted.


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Every Patent Practitioner’s Nightmare – Prosecution Mistakes That Can’t Be Fixed

| April 25, 2012

Landmark Screens, LLC, v. Morgan Lewis & Bockius, LLP, and Thomas D. Kohler

April 23, 2012

Panel: Bryson, Clevenger and O’Malley. Opinion by Clevenger.  Concurring opinion by O’Malley.

Summary:

Patent prosecution can be forgiving when a mistake is made. However, given the right set of circumstances, a simple mistake can turn into a nightmare for both the client and attorney. This decision illustrates that a given set of circumstances can lead to a mistake which cannot be fully corrected, which leads to charges of malpractice and fraud against the prosecuting attorney as well as loss of a client. This decision also illustrates that full claim scope can be lost as a result of the mistake.


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Revisiting Therasense, CAFC finds that an inventor’s subjective belief that submission of documents was unnecessary may not be sufficient to avoid a showing of intent to deceive

| April 18, 2012

Therasense判決に基づくCAFC判決;書類のIDS提出は必要ではないとする発明者の主観だけでは欺瞞の意図の立証を避けるのには十分ではないかもしれない。

Aventis Pharma S.A. and Sanofi-Aventis U.S. LLC v. Hospira Inc. and Apotex Inc.

April 9, 2012

Panel:  Linn, Dyk, and Prost; Opinion by Prost

Summary:

The court found that the patents were invalid over withheld references, and unenforceable for inequitable conduct.

If the patentee did not narrow the ordinary meaning of  a claim term by either acting as its own lexicographer or disclaiming claim scope either in the specification or during prosecution, that  claim term cannot be interpreted more narrowly than its ordinary meaning.

If the claims at issue are found invalid over a withheld reference under the clear and convincing evidence standard, then the withheld reference is found but-for material under the preponderance of evidence in Therasense; in this case, the materiality requirement was met since the patents were invalid based on the withheld references.

The witness’ explanation that that he believed he did not need to disclose the references to the PTO may not be sufficient to show that there was no specific intent to deceive the PTO because that finding was not the single most reasonable inference that could be drawn, unless the testimony is credible and the evidence presented is supported.  The reference disclosing the information that shaped the inventive thinking should be cited, and there is no justification for telling the PTO about the prior art disclosing the problem an inventor examined while concealing key prior art disclosing the solution he chose.


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Another per se rule bites the dust. A reference that discloses a range encompassing a somewhat narrower claimed range may not be sufficient to establish a prima facie case of obviousness

| April 12, 2012

Genetics Institute, LLC v. Novartis Vaccines and Diagnostics, Inc.

August 23, 2011

Panel:  Lourie, Plager and Dyk.  Opinion by Lourie.  Concurrence-in-part and dissent-in part by Dyk.

Summary:

This article concludes a three-part series regarding this important case from last year.   For part 1, click here.  For part 2, click here.  This final article discusses the following questions:

Question 1:  Does a broad range necessarily render obvious a narrower range falling within that broader range?

Answer 1:  No.

Question 2:  Do all minor chemical differences always lead to a conclusion of obviousness?

Answer 2:  No.


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