Case Summary : CAFC Alert

A showing of causal nexus is required between infringement and alleged harm to patentee

| May 23, 2012

Apple, Inc. v. Samsung Electronics Co., Ltd., et al.

May 14, 2012

Panel:  Bryson, Prost, and O’Malley.  Opinion by Bryson.  Concurrence-in-part and dissent-in-part by O’Malley.

Summary

Apple filed suit against Samsung alleging infringement of Apple’s U.S. Design Patent Nos. D593,087 (“the D’087 patent”), D618,677 (“the D’677 patent”), D504,889 (“the D’889 patent”), and U.S. Patent No. 7,469,381 (“the ’381 patent”).  Apple’s iPhone embodies the design in the D’087 patent and D’677 patent, and Apple’s iPad embodies the design in the D’889 patent.  Both iPhone and iPad embody a software feature known as the “bounce-back” feature of the ‘381 patent.  The district court denied Apple’s motion for a preliminary injunction with respect to each of the accused devices and all four asserted patents.  Apple appealed.  The CAFC affirms the denial of a preliminary injunction with respect to the D’087, D’677, and ’381 patents, but vacates and reminds with respect to the D’889 patent.

アップル社は、サムスン社がアップル社の米国意匠特許第D593,087号(D’087特許)、D618,677号(D’677特許)、D504,889号(D’889特許)と米国特許第7,469,381号(’381特許)を侵害しているとして訴えた。D’087特許及びD’677特許は、アップル社のiPhoneに係わる意匠で、D’889特許は、iPadに係わる意匠である。また、’381特許は、iPhone及びiPadに係わるソフトウェアである。アップル社は、サムスン社のイ号製品について仮差し止めの申し立てをしたが、地裁はこれを却下した。控訴審でCAFCは、D’087特許、D’677特許及び’381特許に関しては地裁の判決を支持したものの、D’889特許についての判決は破棄・差し戻しした。


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If at first you don’t succeed ….

| May 18, 2012

In Re Baxter International, Inc.

(Reexamination No. 90/007,751)

May 17, 2012

Panel: Newman, Lourie, Moore.  Opinion by Lourie.  Dissent by Newman

Summary

The CAFC’s decision in In re Baxter Int’l, Inc. (Fed. Cir. 2012) highlights the distinction between a reexamination and a district court proceeding.  Specifically, the CAFC affirmed the Board of Patent Appeal and Interferences (“Board”) determination in a reexamination proceeding that claims 26-31 of U.S. Patent No. 5,247,434 (“the ‘434 patent”) are invalid – despite having previously held in a parallel litigation proceeding that the same claims were not invalid – because the courts and the USPTO use different standards to address validity.  However, the CAFC cautioned that had the claims been found to be invalid in the litigation proceeding after all appeals had been exhausted, then the PTO “ideally should not arrive at a different conclusion” during a parallel reexamination proceeding when presented with the same arguments.


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Means-Plus-Function: The Achilles’ Heel

| May 9, 2012

Noah Systems, Inc. v. Intuit, Inc.

April 9, 2012

Panel: Rader, O’Malley and Reyna. Opinion by Judge O’Malley

Summary

This decision illustrates that a patent could become invalidated even after surviving challenges of reexamination, which strengthen the presumption of validity, when a challenger discovers the Achilles’ Heel of a means-plus-function claim element resulting in a summary judgment of invalidity by the CAFC.   Noah appeals the granting, by the United States District Court for the Western District of Pennsylvania (DC), of Intuit’s Motion for Summary Judgment of Invalidity of USP 5,875,435 (the ‘435 patent) based on indefiniteness for a means-plus-function claim element without the DC hearing evidence of how one of skill in the art would view the specification.  The CAFC affirms by finding that the specification discloses no algorithm when the specification discloses an algorithm that only accomplishes one of two identifiable functions performed by the means-plus-function limitation.


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BD Stumbles on the Fine Functionality Line between Patents and Trademarks

| May 2, 2012

In Re Becton, Dickinson and Company

April 12, 2012

Panel:  Bryson, Clevenger, and Linn. Opinion by Clevenger.  Dissent by Linn.

Summary

BD appealed a decision of the USPTO’s Trademark Trial and Appeal Board (TTAB) that a requested trademark registration for a design of a closure cap for blood collection tubes could not be trademarked because the design is functional.  The CAFC affirmed the TTAB ruling relying heavily on prior BD utility patents and advertisements as evidencing functionality.   Attempting to convert functional aspects into a trademark due to acquired secondary meaning will not hold. A company looking to protect a product across multiple forms of intellectual property needs to clearly identify, from the advent of seeking protection, which aspects are considered functional and which are for design purposes.  The designation of function and design should be maintained in all ways the product is protected and promoted.


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Every Patent Practitioner’s Nightmare – Prosecution Mistakes That Can’t Be Fixed

| April 25, 2012

Landmark Screens, LLC, v. Morgan Lewis & Bockius, LLP, and Thomas D. Kohler

April 23, 2012

Panel: Bryson, Clevenger and O’Malley. Opinion by Clevenger.  Concurring opinion by O’Malley.

Summary:

Patent prosecution can be forgiving when a mistake is made. However, given the right set of circumstances, a simple mistake can turn into a nightmare for both the client and attorney. This decision illustrates that a given set of circumstances can lead to a mistake which cannot be fully corrected, which leads to charges of malpractice and fraud against the prosecuting attorney as well as loss of a client. This decision also illustrates that full claim scope can be lost as a result of the mistake.


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Revisiting Therasense, CAFC finds that an inventor’s subjective belief that submission of documents was unnecessary may not be sufficient to avoid a showing of intent to deceive

| April 18, 2012

Therasense判決に基づくCAFC判決;書類のIDS提出は必要ではないとする発明者の主観だけでは欺瞞の意図の立証を避けるのには十分ではないかもしれない。

Aventis Pharma S.A. and Sanofi-Aventis U.S. LLC v. Hospira Inc. and Apotex Inc.

April 9, 2012

Panel:  Linn, Dyk, and Prost; Opinion by Prost

Summary:

The court found that the patents were invalid over withheld references, and unenforceable for inequitable conduct.

If the patentee did not narrow the ordinary meaning of  a claim term by either acting as its own lexicographer or disclaiming claim scope either in the specification or during prosecution, that  claim term cannot be interpreted more narrowly than its ordinary meaning.

If the claims at issue are found invalid over a withheld reference under the clear and convincing evidence standard, then the withheld reference is found but-for material under the preponderance of evidence in Therasense; in this case, the materiality requirement was met since the patents were invalid based on the withheld references.

The witness’ explanation that that he believed he did not need to disclose the references to the PTO may not be sufficient to show that there was no specific intent to deceive the PTO because that finding was not the single most reasonable inference that could be drawn, unless the testimony is credible and the evidence presented is supported.  The reference disclosing the information that shaped the inventive thinking should be cited, and there is no justification for telling the PTO about the prior art disclosing the problem an inventor examined while concealing key prior art disclosing the solution he chose.


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Another per se rule bites the dust. A reference that discloses a range encompassing a somewhat narrower claimed range may not be sufficient to establish a prima facie case of obviousness

| April 12, 2012

Genetics Institute, LLC v. Novartis Vaccines and Diagnostics, Inc.

August 23, 2011

Panel:  Lourie, Plager and Dyk.  Opinion by Lourie.  Concurrence-in-part and dissent-in part by Dyk.

Summary:

This article concludes a three-part series regarding this important case from last year.   For part 1, click here.  For part 2, click here.  This final article discusses the following questions:

Question 1:  Does a broad range necessarily render obvious a narrower range falling within that broader range?

Answer 1:  No.

Question 2:  Do all minor chemical differences always lead to a conclusion of obviousness?

Answer 2:  No.


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CAFC holds all the claims of a patent have the same expiration date, whether the claims are drawn to the product subject to patent term extension or not

| April 11, 2012

Genetics Institute, LLC v. Novartis Vaccines and Diagnostics, Inc.

August 23, 2011

Panel: Lourie, Plager and Dyk.  Opinion by Judge Lourie.  Concurrence-in-part and dissent-in part by Dyk.

Summary:

Today, we bring you the second in a series of three articles regarding an important case from last year.   For part 1, click here.  This article discusses the following question:

Question: Where a patent has been granted an extension of term due to regulatory review, is there a different expiration date for the claims that were the subject to the regulatory review and the claims that do not claim the approved product?

Answer:  The expiration date is not determined on a claim by claim basis.

A patent, and therefore all of the claims in the patent, have the same expiration date, which is the expiration date as extended by patent term extension.


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Unexpected results, not disclosed in the specification, of a compound may overcome a prima facie case of obviousness

| April 2, 2012

Genetics Institute, LLC v. Novartis Vaccines and Diagnostics, Inc.

August 23, 2011

Panel:  Lourie, Plager and Dyk.  Opinion by Lourie.  Concurrence-in-part and dissent-in part by Dyk.

Summary:

Today, we bring you the first in a series of three articles regarding an important case from last year.   This article discusses the following question:

Question:  Can evidence of unexpected results of a compound be used to overcome a prima facie case of obviousness, where the unexpected result is not disclosed in the specification as originally filed?

Answer: Yes.

Evidence of unexpected results to a property of a compound, where the unexpected result is not disclosed in the specification as originally filed, can be used to overcome a prima facie case of obviousness.


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In a dispute over a patent licensing agreement, CAFC refuses to deny enforcement of an arbitration clause based on a technicality

| March 29, 2012

Promega Corporation et al. v. Life Technologies Corporation et al.

March 28, 2012

Panel:  Newman, Dyk.  Opinion by Dyk.  Dissent by Moore.

Summary

Despite an oversight relating to transfer of a patent licensing agreement during a licensee’s merger proceedings, the Federal Circuit held that the licensee retained its right to demand arbitration in a dispute with a sub-licensee. Although the licensee ultimately did not suffer any negative legal consequences due to this oversight, this case provides a good reminder to corporate IP counsel to carefully review all tech transfer agreements during mergers or reorganizations.  Here, a single letter to the sub-licensee could have saved the licensee from significant distraction.


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